Compliance and Regulatory Officer

Compliance & Regulatory Officer, Exeter, £Competitive (DOE) – You will play a key role in shaping best practice, promoting regulatory standards across the firm, and helping build a culture of continuous improvement. JOB REF:0824.

THE ROLE:
• Promoting the importance of compliance across the firm and embedding best practice across all departments
• Developing, updating, and implementing practical and efficient procedures, policies, and controls
• Escalating issues, breaches, or concerns appropriately and proactively offering solutions
• Drafting and updating template letters, conducting compliance checks, and designing training programmes for staff
• Playing a key role in the preparation and delivery of external accreditations
• Staying up to date with all relevant regulatory developments and supporting the firm to adapt as needed

SKILLS REQUIRED:
• Experience in legal compliance, risk, or regulatory work within a professional services environment
• Solid understanding of AML legislation, SRA Codes of Conduct, and regulatory frameworks relevant to law firms
• Excellent communication and interpersonal skills
• Strong organisational skills and a proactive, problem-solving mindset
• Ability to manage changing priorities and meet deadlines with flexibility
• Strong IT skills and confidence using systems to improve compliance processes
• Full UK driving licence and access to a vehicle

ON OFFER:
• A collaborative, supportive environment where your ideas will be heard
• A chance to make a genuine impact across the firm
• Ongoing support for your professional development
• Competitive salary and benefits

For more information or to apply for the role contact Penny Trotman on 0121 454 1004 or email penny.trotman@enllgeal.co.uk

eNL will never share your CV with a third party without your express permission. As part of our candidate care process, we aim to respond to all applications in 7 days. If you have not been contacted within this timescale, your application has been unsuccessful on this occasion. Please note our advertisements use PQE/salary levels purely as a guide.

At eNL we value diversity and inclusion. We want to attract people at all levels and encourage applications from all suitably qualified candidates whatever your ethnicity, religion, age, physical or mental disability, sexual orientation, gender identity or any other characteristics protected by law in the jurisdictions in which we operate.